soft sweep

Sellis D, Callahan BJ, Petrov DA & Messer PW 2011 Heterozygote advantage as a natural consequence of adaptation in diploids. PNAS 108:20666-20671.

  • molecular adaptation is typically assumed to proceed by sequential fixation of beneficial mutations
  • a substantial proportion of adaptive mutations should display heterozygote advantage
  • in diploids, adaptation should often proceed through a succession of short-lived balanced states that maintain substantially higher levels of phenotypic and fitness variation in the population compared with classic adaptive walks
  • in fast-changing environments, this variation produces a diversity advantage that allows diploids to remain better adapted compared with haploids despite the disadvantage associated with the presence of unfit homozygotes
  • the short-lived balanced states arising during adaptive walks should be mostly invisible to current scans for long-term balancing selection
  • they should leave signatures of incomplete selective sweeps, which do appear to be common in many species
  • balancing selection, as a natural consequence of frequent adaptation, might play a more prominent role among the forces maintaining genetic variation
  • adaptation might often involve mutations that have complex pleiotropic effects in an effectively multidimensional phenotypic space
  • the classic model that incorporates this key feature of adaptation is Fisher's geometric model
  • the larger range of adaptive mutations available to diploids comes with a catch
  • many of these adaptive mutations display heterozygote advantage, and thus will not simply go to fixation
  • adaptive walks in diploids typically involve the succession of many intermediate balanced polymorphisms that tend to be ephemeral
  • they are quickly displaced by new adaptive alleles, themselves often displaying heterozygote advantage
  • these dynamics contrast sharply to those in haploid populations, where adaptive walks proceed by successive sweeps of adaptive mutations and populations are generally monomorphic between sweeps
  • environmental changes that displace the phenotypic optimum can convert dominance variance of fitness into additive variance, which would then fuel adaptation
  • our finding that heterozygote advantage emerges naturally in Fisher's geometric model if mutations are sufficiently large is very robust to the details of the model
  • the number of dimensions
  • the choice of phenotypic dominance rules, including under-, over-, and incomplete dominance
  • mutation rate and size distribution
  • population size
  • flatness of the fitness function
  • the features that underlie pervasive heterozygote advantage in Fisher's model are also likely to apply very generally in nature
  • the classic model of adaptation holds that adaption is driven by adaptive mutations that sweep quickly to fixation
  • our model also predicts such fast fixation events
  • it additionally predicts that many adaptive mutations will initially only sweep to intermediate frequencies
  • they are then maintained for a period of time by balancing selection, before continuing on to either fixation or loss
  • we also expect the presence of many incomplete selective sweeps
  • the abundance of incomplete sweeps in natural and experimental populations is consistent with but, unfortunately, not uniquely predictive of adaptation-driven balancing selection
  • other scenarios, such as frequency-dependent selection, adaptation to specific subhabitats, and polygenic adaptation, also predict incomplete sweeps
  • we thus advocate that the balance theory of genetic variation should be given new life and reassessed using all the modern genomic tools at our disposal